CATERPILLAR INC (CAT) Stock Ownership and Short Interest
USA - NYSE:CAT - US1491231015 - Common Stock
513.91 USD
-10.74 (-2.05%)
513.51 USD
-0.4 (-0.08%)
| Shares Outstanding | 468.48M |
| Float | 467.40M |
| Float Short Interest Percentage | 1.49% |
| Owners (insider) | 0.18% |
| Owners (institutional) | 71.95% |
| Owners (insider) change | -1.31% |
| Owners (institutional) change | 0.01% |
Insider Transactions
Top Institutional Holders
Insider Owners
| Date | Name | Type | Shares | Price | Amount |
|---|---|---|---|---|---|
| Oct 10, 2025 | Umpleby III Donald J | Open Market Sale | 17166 | 505.29 | $ 8,673,808.14 |
| Sep 22, 2025 | Umpleby III Donald J | Open Market Sale | 17166 | 462.65 | $ 7,941,849.90 |
| Sep 2, 2025 | Umpleby III Donald J | Open Market Sale | 17168 | 412.87 | $ 7,088,152.16 |
| Aug 18, 2025 | MacLennan David | Grant | 500 | 407.76 | $ 203,880.00 |
| Aug 15, 2025 | SCHWAB SUSAN C | Open Market Sale | 2324 | 410.00 | $ 952,840.00 |
| Aug 11, 2025 | Kaiser Jason | Option Excercise | 4091 | 196.70 | $ 804,699.70 |
| Aug 11, 2025 | Kaiser Jason | Option Excercise | 1930 | 416.80 | $ 804,424.00 |
| Aug 11, 2025 | Kaiser Jason | Open Market Sale | 2161 | 417.70 | $ 902,649.70 |
| Jul 17, 2025 | BONFIELD ANDREW R J | Option Excercise | 37497 | 232.31 | $ 8,710,913.98 |
| Jul 17, 2025 | BONFIELD ANDREW R J | Option Excercise | 27479 | 416.39 | $ 11,441,980.81 |
| Jun 11, 2025 | WILKINS RAYFORD JR | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | REED DEBRA L | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | SCHWAB SUSAN C | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | Marks Judith Fran | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | MacLennan David | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | KEENE NAZZIC S | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | Johnson Gerald | Grant | 482 | 352.53 | $ 169,919.46 |
| Jun 11, 2025 | Fish James C Jr | Grant | 482 | 352.53 | $ 169,919.46 |
| May 9, 2025 | Pambianchi Christine M | Grant | 2126 | 0.00 | $ 0.00 |
| May 9, 2025 | Creed Joseph E | Grant | 4330 | 0.00 | $ 0.00 |
| May 7, 2025 | MacLennan David | Open Market Purchase | 375 | 320.70 | $ 120,262.50 |
| Mar 4, 2025 | Umpleby III Donald J | Option Excercise | 1528 | 325.30 | $ 497,058.40 |
| Mar 4, 2025 | Schaupp William E | Option Excercise | 19 | 325.30 | $ 6,180.70 |
| Mar 4, 2025 | Owens Derek | Option Excercise | 207 | 325.30 | $ 67,337.10 |
| Mar 4, 2025 | Johnson Denise C | Option Excercise | 343 | 325.30 | $ 111,577.90 |
| Mar 4, 2025 | De Lange Bob | Option Excercise | 343 | 325.30 | $ 111,577.90 |
| Mar 4, 2025 | Creed Joseph E | Option Excercise | 689 | 325.30 | $ 224,131.70 |
| Mar 4, 2025 | Johnson Cheryl H | Option Excercise | 232 | 325.30 | $ 75,469.60 |
| Mar 4, 2025 | BONFIELD ANDREW R J | Option Excercise | 450 | 325.30 | $ 146,385.00 |
| Mar 4, 2025 | Kaiser Jason | Option Excercise | 364 | 325.30 | $ 118,409.20 |
| Mar 4, 2025 | Fassino Anthony D. | Option Excercise | 404 | 325.30 | $ 131,421.20 |
| Mar 3, 2025 | Umpleby III Donald J | Grant | 12733 | 0.00 | $ 0.00 |
| Mar 3, 2025 | Schaupp William E | Grant | 226 | 0.00 | $ 0.00 |
| Mar 3, 2025 | Owens Derek | Grant | 2692 | 0.00 | $ 0.00 |
| Mar 3, 2025 | Johnson Denise C | Grant | 2692 | 0.00 | $ 0.00 |
| Mar 3, 2025 | De Lange Bob | Grant | 2692 | 0.00 | $ 0.00 |
| Mar 3, 2025 | Creed Joseph E | Grant | 5093 | 0.00 | $ 0.00 |
| Mar 3, 2025 | BONFIELD ANDREW R J | Grant | 3565 | 0.00 | $ 0.00 |
| Mar 3, 2025 | Kaiser Jason | Grant | 2692 | 0.00 | $ 0.00 |
| Mar 3, 2025 | Fassino Anthony D. | Grant | 2692 | 0.00 | $ 0.00 |
| Feb 18, 2025 | Kaiser Jason | Open Market Sale | 2425 | 354.70 | $ 860,147.50 |
| Feb 11, 2025 | Johnson Cheryl H | Grant | 3345 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Johnson Cheryl H | Option Excercise | 919 | 362.70 | $ 333,321.30 |
| Feb 11, 2025 | Johnson Denise C | Grant | 9901 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Johnson Denise C | Option Excercise | 3742 | 362.70 | $ 1,357,223.40 |
| Feb 11, 2025 | Fassino Anthony D. | Grant | 9901 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Fassino Anthony D. | Option Excercise | 4162 | 362.70 | $ 1,509,557.40 |
| Feb 11, 2025 | De Lange Bob | Grant | 9901 | 0.00 | $ 0.00 |
| Feb 11, 2025 | De Lange Bob | Option Excercise | 3850 | 362.70 | $ 1,396,395.00 |
| Feb 11, 2025 | Creed Joseph E | Grant | 10 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Creed Joseph E | Option Excercise | 3495 | 362.70 | $ 1,267,636.50 |
| Feb 11, 2025 | BONFIELD ANDREW R J | Grant | 11775 | 0.00 | $ 0.00 |
| Feb 11, 2025 | BONFIELD ANDREW R J | Option Excercise | 4706 | 362.70 | $ 1,706,866.20 |
| Feb 11, 2025 | Umpleby III Donald J | Grant | 36126 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Umpleby III Donald J | Option Excercise | 14163 | 362.70 | $ 5,136,920.10 |
| Feb 11, 2025 | Schaupp William E | Grant | 856 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Schaupp William E | Option Excercise | 230 | 362.70 | $ 83,421.00 |
| Feb 11, 2025 | Owens Derek | Grant | 642 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Owens Derek | Option Excercise | 174 | 362.70 | $ 63,109.80 |
| Feb 11, 2025 | Kaiser Jason | Grant | 3345 | 0.00 | $ 0.00 |
| Feb 11, 2025 | Kaiser Jason | Option Excercise | 920 | 362.70 | $ 333,684.00 |
| Feb 4, 2025 | Johnson Gerald | Open Market Purchase | 100 | 365.57 | $ 36,557.00 |
| Jan 16, 2025 | BONFIELD ANDREW R J | Open Market Sale | 10000 | 380.09 | $ 3,800,900.00 |
| Jan 12, 2025 | De Lange Bob | Option Excercise | 452 | 357.50 | $ 161,590.00 |
| Jan 12, 2025 | Fassino Anthony D. | Option Excercise | 526 | 357.50 | $ 188,045.00 |
| Jan 12, 2025 | Johnson Denise C | Option Excercise | 452 | 357.50 | $ 161,590.00 |
| Dec 5, 2024 | DICKINSON DANIEL M | Other Disposition | 250 | 0.00 | $ 0.00 |
| Dec 4, 2024 | Johnson Gerald | Open Market Purchase | 100 | 398.57 | $ 39,857.00 |
| Nov 29, 2024 | Fassino Anthony D. | Option Excercise | 9133 | 127.60 | $ 1,165,370.80 |
| Nov 29, 2024 | Fassino Anthony D. | Option Excercise | 2854 | 408.22 | $ 1,165,059.88 |
| Nov 29, 2024 | Fassino Anthony D. | Open Market Sale | 6279 | 408.59 | $ 2,565,536.61 |
| Nov 25, 2024 | BONFIELD ANDREW R J | Open Market Sale | 10000 | 405.36 | $ 4,053,559.57 |
| Nov 25, 2024 | Fish James C Jr | Other Disposition | 2000 | 0.00 | $ 0.00 |
| Nov 15, 2024 | SCHWAB SUSAN C | Open Market Sale | 2 | 383.20 | $ 766.40 |
| Nov 7, 2024 | Umpleby III Donald J | Other Disposition | 2400 | 0.00 | $ 0.00 |
| Nov 7, 2024 | Umpleby III Donald J | Option Excercise | 87053 | 196.70 | $ 17,123,325.10 |
| Nov 7, 2024 | Umpleby III Donald J | Option Excercise | 59851 | 413.02 | $ 24,719,660.02 |
| Nov 7, 2024 | De Lange Bob | Option Excercise | 20000 | 151.12 | $ 3,022,400.00 |
| Nov 7, 2024 | De Lange Bob | Option Excercise | 7343 | 411.58 | $ 3,022,231.94 |
| Nov 7, 2024 | De Lange Bob | Open Market Sale | 12657 | 410.25 | $ 5,192,561.46 |
| Nov 6, 2024 | Fassino Anthony D. | Option Excercise | 8000 | 127.60 | $ 1,020,800.00 |
| Nov 6, 2024 | Fassino Anthony D. | Option Excercise | 2491 | 409.72 | $ 1,020,612.52 |
| Nov 6, 2024 | Fassino Anthony D. | Open Market Sale | 5509 | 409.84 | $ 2,257,808.56 |
| Nov 6, 2024 | DICKINSON DANIEL M | Open Market Sale | 1300 | 418.00 | $ 543,400.00 |
| Nov 4, 2024 | Johnson Cheryl H | Open Market Sale | 2664 | 378.84 | $ 1,009,229.76 |
| Nov 1, 2024 | Schaupp William E | Option Excercise | 2000 | 196.70 | $ 393,400.00 |
| Nov 1, 2024 | Schaupp William E | Option Excercise | 1032 | 380.91 | $ 393,099.12 |
| Nov 1, 2024 | Schaupp William E | Open Market Sale | 968 | 380.98 | $ 368,788.64 |